IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

No. 98-10502

UNITED STATES OF AMERICA,
             Plaintiff-Appellant,

          v.

MICHAEL D. LINICK, aka STRIDER, and HENRY G. BAILEY III,
             Defendants-Appellees,

 

ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF ARIZONA

REPLY BRIEF FOR THE APPELLANT

Introduction

The instant case arises out of an Annual Rainbow Family Gathering in the Apache-Sitgreaves National Forest in June 1998. ER 3, 8, 15, 16. Both Linick and Henry G. Bailey III 1/ participated in this Rainbow Family event of 75 or more persons, but neither they nor any other Rainbow Family member applied for or obtained the required noncommercial group use permit required for this event. Ibid. See 36 C.F.R., 251.54(h)(1) (stating the criteria for granting or denying a noncommercial group use permit). Accordingly, Linick and Bailey were cited for
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1/ Bailey has not filed an answering brief.

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a violation of 36 C.F.R. 261.10(k) (ER 15, 16), which makes it an offense to

"[u]se or occup[y] * * * National Forest System land or facilities without special use authorization when such authorization is required."

Although Linick concedes that he did not apply for a permit (Linick Br. at 13), he challenged the constitutionality of the entire regulatory scheme because of what he believed to be the unconstitutionality of a part of the regulatory scheme that applies to terms and conditions but not to the grant or denial of a permit. The district court found 36 C.F.R. 251.56(a)(2)(vii) alone unconstitutional. 2/

As we demonstrated in our opening brief, the district court erred in not rejecting Linick's facial challenge to the entire regulatory scheme at the outset as required under guidelines established in Ward v. Rock Against Racism, 491 U.S. 781 (1989). Opening Br. at 18-24. In any event, we demonstrated that the regulations are constitutional because they impose reasonable restrictions on time, place, or manner of protected speech inasmuch as they are neutral with respect to the content of speech, are narrowly tailored to serve a significant governmental interest, and leave open ample alternative channels for communication of

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2/ 36 C.F.R. 251.56(a)(2)(vii) supplements the criteria in Section 251.56(a)(2)(i)-(vi) and authorizes a Forest Service official to impose terms or conditions that "otherwise protect the public interest." The Forest Service regulations have recently been recodified. Section 251.56(a)(2)(vii) is now Section 251.56(a)(1)(ii)(G); Section 251.56(a)(2)(i)-(vi) is now Section 251.56(a)(1)(ii)(A)(F); and Section 251.54(h) is now Section 251.54(g)(3)(ii). Because the district court and the parties have previously used the original designation of the regulations, we will continue to do so in this brief.

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information. Opening Br. at 24-28. Moreover, the challenged provision does not grant a Forest Service official "unfettered discretion" to attach terms or conditions to a granted permit or to impose a personal interpretation of the meaning of "otherwise protect the public interest." Opening Br. at 28-36. Finally, even if 36 C.F.R. 251.56(a)(2)(vii) were unconstitutional, it is severable from the remainder of the regulatory scheme. Accordingly, the district court should have severed the provision and let the prosecution of Linick and Bailey proceed. Opening Br. at 36, 38.

A. THE DISTRICT COURT ERRED IN NOT REJECTING LINICK'S FACIAL CHALLENGE.

1. a. Linick maintains that, because the noncommercial special use permitting scheme grants unfettered discretion to the permitting official to deny a permit, he is entitled to mount a facial challenge to the entire regulatory scheme. Linick Br. at 13-22. The fatal flaw in Linick's argument is his premise-that an official has unfettered discretion to grant or deny a permit. That premise is unquestionably wrong. Under 36 C.F.R. 251.54(h)(1), which establishes the specific criteria that control whether a noncommercial special use permit will be granted or denied, a permitting official does not have unfettered discretion to deny a permit. Instead, the official must grant a special use permit unless the proposed activity is inconsistent with any of the eight specific, content-neutral criteria found in 36 C.F.R. 251.54(h)(1). See Opening Br. at 21-22 (discussing the criteria at length). Significantly, Linick does not challenge 36 C.F.R. 251.54(h)(1).

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Accordingly, consistent with the analysis in Ward v. Rock Against Racism, 491 U.S. 781 (1989), Linick cannot mount a facial challenge to the Forest Service's regulatory scheme because he did not challenge the criteria for granting or denying a permit. See Opening Br. at 18-24.

b. Linick's challenge in this case is clearly to the second step of the permitting process where the permitting official may attach terms and conditions to the grant of a permit. But, as Ward emphasized, this is precisely "the entirely different, and lesser, order of magnitude" (491 U.S. at 793-794) that was not involved in the cases where facial challenges to licensing schemes had been permitted prior to Ward. Hence, the district court erred in entertaining Linick's facial challenge to the terms-and-conditions provision. Accord United States v. Masel, _ F. Supp.2d _, 1999 WL 455465 at *1 (W.D. Wis. 1999) ("the terms and conditions provision presents too remote a risk of censorship to allow this court to entertain a facial challenge to the provision"). Indeed, Masel, in a thorough opinion, relied on the analysis in Ward that we urge here and rejected the same arguments there that Linick presents here. See 1999 WL 455465 at *4-*10.

2. Linick relies mainly on pre-Ward cases to support his argument that he can maintain a facial challenge to the terms and conditions provision. See Linick Br. at 13-22. However, in view of Ward's analysis of the principles underlying facial

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challenges, these pre-Ward cases are inapposite. See discussion in Opening Br. at 18-20. Indeed, Linick's extensive reliance on Lakewood v. Plain Dealer Publishing Co, 486 U.S. 750 (1988), see Linick Br. at 14-15, is misplaced precisely because Lakewood was one of the cases specifically distinguished by the Ward Court. See 491 U.S. at 793. Ward observed that Lakewood was one of a number of cases that "involved licensing schemes that 'ves[t] unbridled discretion in a government official over whether to permit or deny expressive activity,"' which, the Ward Court further noted, "is of an entirely different, and [higher] order of magnitude" (491 U.S. at 793-794) than a challenge that focuses not on the grant or denial of expressive activity but, rather, on the terms or conditions circumscribing how the activity will be conducted.

Linick also relies on this Court's post-Ward decisions in Tennison v. Paulus, 144 F.3d 1285, 1286 (9th Cir. 1998), and Nunez v. City of San Diego, 114 F.3d 935, 949 (9th Cir. 1997). See Linick Br. at 20-21. However, as we demonstrated in our opening brief (at p. 20 n.11), these two cases are inapposite because neither mentioned Ward. Therefore, both cases failed to take into account Ward's analysis of when facial challenges to licensing schemes have been pennitted. 3/

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3/ Linick argues that our reliance on Ward is misplaced because, ultimately, Ward did not reject the facial challenge in that case but, rather, proceeded to the merits and found the regulations at issue constitutional. Linick Br. at 19. We acknowledged that point in our opening brief (at p. 20) but pointed out that, under this Court's jurisprudence, this Court would find it appropriate to apply the analysis of facial challenges to licensing schemes set forth in Ward. See Opening Br. at 20 & n. 11, citing United States v. Baird, 85 F.3d 450, 453 (9th Cir. 1996).

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c. Linick attempts to avoid the preclusive force of Ward by contending that there is no merit to our attempt to distinguish between the grant or denial of a permit on the one hand and the imposition of terms and conditions on the other. See Linick Br. at 19. In Linick's view, the critical issue is whether the permitting official has unbridled discretion at whatever step of the permitting process to "permit or deny expressive activity." Ibid. However, in light of Ward, which squarely made the distinction we rely on between grant/denial and terms/conditions, this argument plainly lacks merit. See Opening Br. at 18-20.

In a similar vein, Linick contends that the grant-or-denial decision and the terms-or-conditions decision are really one step, not two. See Linick Br. at 5-6 n. 6.

That argument, too, has no merit. The permitting official must first determine whether to grant or deny a permit before considering whether to impose terms and conditions. The grant-or-denial decision is made by examining the criteria listed in 36 C.F.R. 251.54(h)(1). See Opening Br. at 21-22. If the permit application is inconsistent with the criteria listed in 36 C.F.R. 251.54(h)(1), the permitting official denies the permit and never reaches the question of imposing terms or conditions, the authority for which is found in a regulatory provision separate and distinct from the grant-or-denial criteria. See 36 C.F.R. 251.56(a)(1) and (2) (criteria for

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imposing terms and conditions). If, on the other hand, the permit application is not inconsistent with the criteria listed in 36 C.F.R. 251.54(h)(1), the permitting official must grant the permit and then determine whether and to what extent terms or conditions under 36 C.F.R. 251.56(a)(1) and (2) should be imposed. See Opening Br. at 21-22. Although the applicant may receive a single permit (or document) embodying both the grant and the terms or conditions, the logic of the regulatory scheme dictates that the two decisions (grant/denial versus terms/conditions) are decided separately under different criteria and in an ordered sequence in which the grant-or-denial criteria are examined first.

3. In this case, Linick concedes that he never applied for a permit (see Linick Br. at 13) so he has never been faced with the imposition of any terms or conditions. Thus, Linick simply has no basis for claiming that the "terms or conditions" provision is unconstitutional on its face since, quite clearly, there are innumerable terms or conditions that could be imposed that are unquestionably constitutional, and Linick can only speculate that an unconstitutional term or condition might be imposed. See Linick Br. at 13-14 (the permitting official could "engage in censorship" by imposing a term or condition that "could de facto preclude the activity or event for which the special use authorization is being sought from occurring due to impracticality, infeasibility, or otherwise [of such terms]") (first

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underscoring added). 4/ For example, the permitting official could impose the condition that certain areas of a particular national forest not be used because of environmental or archeological reasons. On its face, there is nothing unconstitutional about such a condition, and, apparently, that is not the essence of Linick's complaint. Rather, his complaint is that a term-apparently constitutional on its face-could be imposed because the permitting official would know it would be impossible to comply with and was imposed because of the official's distaste for the Rainbow Family's message. But this is precisely the kind of complaint that requires a record: to demonstrate both (a) that it is impossible to comply with the term and (b) that its imposition was pretextual and not for a valid environmental or archeological reason. And, this is precisely why the Supreme Court disfavors facial challenges and thus, in Ward, distinguished between the grant-or-denial stage and the terms-and-conditions stage of the permitting process. See Opening Br. at 21 n. 12. Because Linick's challenge is based only on his speculation that
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4/ At issue in this appeal is only 36 C.F.R. 251.56(a)(2)(vii), which authorizes the permitting official to attach terms or conditions "otherwise in the public interest." However, Linick does not (and cannot) contend that every application of that subsection produces an unconstitutional result. Indeed, the district court invalidated an entire regulatory scheme because of a single subsection that has never been applied to Linick and that has never been shown to be applied in an unconstitutional manner but about which Linick speculates there might be a possible unconstitutional application. However, "the mere fact that one can conceive of some impermissible applications of a statute is not sufficient to render it susceptible to an overbreadth challenge. " City Council v. Taxpayers for Vincent, 466 U.S. 789, 800 (1984).

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"impractica[l]" (Linick Br. at 14) or "infeasib[le]" (ibid.) terms or conditions might be imposed, Linick must first apply for a permit and then, if applicable, challenge any term or condition he considers "impractical" or "infeasible" and demonstrate how that term or condition was issued on a pretextual, unconstitutional basis. 5/

4. As stated above, the Supreme Court has emphasized that facial challenges to the constitutionality of statutes or regulations are disfavored because they deprive a court of any factual setting upon which to ground legal analysis. FW/PBS, Inc. v. Dallas, 493 U.S. 214, 223 (1990). See Opening Br. at 21 n. 12. And, as stated, the essence of Linick's challenge requires a record. The requirement that Linick proceed on a record in order to challenge actual terms or conditions imposed on him, moreover, is fully accommodated by the Forest Service's prompt processing and judicial review provisions. See Opening Br. at 5-6. Under these regulations, applicants have sufficient time to apply for a permit and to challenge any allegedly unconstitutional term or condition before the planned event or activity takes place. 6/
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5/ See n.4, supra. Linick argues that a requirement that he first apply for a permit in order to challenge a term or condition "would create an unacceptable risk of the suppression of ideas." Linick Br. at 22 n.10 (citing City Council v. Taxpayers for Vincent, 466 U.S. 789, 799 (1984). City Council does not help Linick's cause because it (a) involved a criminal ordinance against the posting of notices on public property, not a licensing scheme as in the instant case and (b) is thus superseded by the later analysis in Ward applicable to facial challenges to licensing schemes.

6/ See Opening Br. at 5-6. An applicant for a noncommercial group use permit must deliver the application to the Forest Service at least 72 hours in advance of the beginning time of the proposed activity. 36 C.F.R. 251.54(f)(5). The Forest Service has 48 hours in which to issue a decision. If the Forest Service issues no decision within 48 hours of receiving the application, it is deemed granted, and the authorization must issue forthwith. 36 C.F.R. 251.54(f)(5). In the case of Rainbow Family Gatherings, Rainbow Family members know the planned time period well ahead of a particular event. For example, a national gathering is held annually at A chosen site within a 10-15 day period just before and after July 4th. See, e.g., Fed. Reg. 45,258, 45,262 (Aug. 30, 1995).

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Linick argues that judicial review of inappropriate terms or conditions cannot be prompt because, in Linick's view, an applicant must first exhaust the Forest Service's internal administrative appeals process, which Linick characterizes as "potentially quite lengthy," "indefinite," and "'extraordinarily complicated."' Linick Br. at 14 n.9. Linick's error is that the administrative appeal process, see 36 C.F.R. 251.80-251.102, by its own terms is applicable only to a limited class of parties, a class that does not include Linick or other applicants for a noncommercial group use permit. Only persons who are responding to a formal solicitation from the Forest Service may invoke the regulations' administrative remedies. See 36 C.F.R. 251.86(a) ("Only the following may participate in the appeals process provided under this subpart: [a]n applicant who, in response to a prospectus or written solicitation or other notice by the Forest Service, files a formal written request for a written authorization to occupy and use National Forest System land * * *.") (emphasis added). 7/ And, the Forest Service has consistently interpreted this

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7/ Similarly, a holder of a noncommercial group use permit is not compelled to participate in an administrative appeals process under 36 C.F.R. 251.86(b). That section makes administrative remedies available to a permit holder seeking "relief from a written decision related to that authorization." An applicant for a noncommercial group use permit wishing to challenge a term or condition in federal court may do so the moment he receives the permit, since at that point there is no
"written decision" from which to appeal.

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portion of the regulatory scheme to make administrative appeals available only when the agency formally solicits applications. See, e.g., In re Epley, # 97-04-12-06-01 (May 1, 1997), discretionary review denied, # 97-04-00-0024 (July 15, 1997). 8/ The Forest Service never formally solicits applications for noncommercial group use permits, and there is no evidence of such a solicitation in this case. Accordingly, Linick and any other applicants for noncommercial group uses may go directly to court to challenge any terms or conditions the Forest Service imposes. 9/
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8/ The administrative decisions in Epley may be judicially noticed, see Black v. Arthur, 18 F. Supp.2d 1127, 1132 (D. Or. 1998), appeal pending, Nos. 98-36044 & 98-36046 (9th Cir.), and are attached as Addendum A to this reply brief. In any event, the Court must give "controlling weight" to the Forest Service's interpretation of its own regulation "'unless [that interpretation] is plainly erroneous or inconsistent with the regulation."' United States v. Larionoff, 431 U.S. 864, 872 (1977) (quoting Bowles v. Seminole Rock Co., 325 U.S. 410, 414 (1945)); see also Thomas Jefferson University v. Shalala, 512 U.S. 504, 512 (1994) (holding that a court "must give substantial deference to an agency's interpretation of its own regulations").

9/ Even if the Court were to reject this argument and find that the administrative appeal process applies to noncommercial group uses (and thus prevents prompt judicial review), that Court should sever the appeals process from the noncommercial group use regulatory scheme for the reasons stated in part II of our opening brief (at pp. 36-38) and infra (at pp. 19-20). Pursuant to such a ruling, the Forest Service would simply be precluded from requiring exhaustion before an applicant for or holder of a noncommercial group use authorization brings a dispute to district court (which is what the Forest Service, as explained above, intends anyway).

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B. LINICK'S FACIAL CHALLENGE FAILS ON ITS MERITS.

In a public forum the government may impose reasonable restrictions on time, place, or manner of protected speech, provided the restrictions are justified without reference to the content of the regulated speech, that they are narrowly tailored to serve a significant governmental interest, and that they leave open ample alternative channels for communication of the information. As demonstrated in our opening brief (at pp. 24-28), the regulatory scheme comports with these requirements. See Opening Br. at 24-28. Accord United States v. Masel, supra, 1999 WL 455465 at *14-*16.

1. Linick contends that a permitting official has unfettered discretion to impose terms and conditions and that that authority allows him to impose terms or conditions that could be so "impractica[l]" or "infeasibl[e]" as to "de facto preclude the activity or event" (Linick Br. at 14). Again, Linick misunderstands the regulatory scheme. A permitting official does not have unfettered discretion to attach terms and conditions to the grant of a permit. The terms and conditions that the Forest Service may attach to a permit are limited to those designed to assure compliance with otherwise applicable health and safety standards, to minimize damage to federal property and resources and other environmental aspects of the

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forests, to allocate scarce resources, and to protect the physical safety of all those in the National Forest System. See 36 C.F.R. 251.56(a)(1) & (2); see also Black v. Arthur, 18 F. Supp.2d at 1134. Hence, the permitting official cannot use the provisions at 36 C.F.R. 251.56(a)(1) & (2) to impose onerous terms or conditions so as to, in effect, deny a permit to groups whose views or speech the official finds distasteful.

2. a. As we have pointed out, the "public interest" referred to in 36 251.56(a)(2)(vii), is properly read to exclude the broad reading suggested by the district court and Linick. See Opening Br. at 28-36. Under well-settled rules of interpretation, such as ejusdem generic, the "public interest" referred to in subsection (vii) is no broader than the categories listed in subsections (i)-(vi), which address the various aspects of the public interests identified by the Forest Service in the Final Rule - i.e, the protection of resources and improvements on National

Forest System lands, the allocation of space among potential or existing uses and activities, and public health and safety concerns. See Opening Br. at 30. See also Black v. Arthur, 18 F. Supp.2d at 1134 (adopting a narrowing construction substantively the same as the one advanced here); Tennison v. Paulus, 144 F.3d 1285, 1287 (9th Cir. 1998) ("a narrowing construction of an impermissibly overbroad statute can save it from unconstitutionality") (citing Forsyth County v. Nationalist Movement, 505 U.S. 123, 131 (1992)); United States v. Wunsch, 84

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F.3d 1110, 1118 (9th Cir. 1996) ("in evaluating a facial challenge to a state law, the court should consider any limiting construction that a state court or enforcement agency has proferred"). See generally Opening Br. at 29-31. Moreover, a narrowing construction is actually the most natural reading of subsection (vii) since, otherwise, subsection (vii) would be broad enough to swallow up the rest of the criteria in subsection (a)(2), rendering subsections (i)-(vi) mere surplusage. Such a reading is inconsistent with the intent of the Forest Service and traditional rules of construction. See Opening Br. at 30-31, citing, e.g., United States v. Colacurcio, 84 F.3d 326, 333 n.5 (9th Cir. 1996). In short, contrary to Linick's view (Linick Br. at 24), a permitting official-under the guise of the "public interest" subsection -cannot impose a term or condition based on the official's "personal interpretation of the public interest" (Linick Br. at 24).~ 10/

b. Linick contends that the "public interest" subsection is overbroad because a provision that allows an official to impose terms and conditions "in the public interest" - standing alone - "would be overly broad and consequently unconstitutional. " Linick Br. at 25 n.12. But the "public interest" subsection-
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10/ Linick's reliance on 36 C.F.R. 251.54(i)(2) and 251.60(b) - which both contain references to the "public interest" - is misplaced. Linick Br. at 24 n. l 1. Both provisions by their own terms do not apply to the noncommercial group use permit at issue here. Hence, neither provision helps Linick's cause. Moreover, neither section even remotely suggests that the term "public interest" in section 251.56(a)(2)(vii) either (1) applies to the grant or denial of a permit as opposed to terms and conditions that may be imposed or (2) grants unbridled discretion to impose a term or condition.

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subsection (vii)-does not stand alone. It is only the seventh of seven criteria and only makes sense if limited in the fashion set forth in the opening brief. See Opening Br. at 28-30. As previously stated, if the "public interest" subsection were read as broadly as Linick contends, it would swallow up the rest of the regulation and render the prior six criteria meaningless.

c. Linick further contends that the term "otherwise" in the phrase "otherwise to protect the public interest" defeats the narrowing construction applied by the district court in Black and the government in its opening brief. Linick Br. at 27. 11/
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11/ Linick argues that Black is inapposite because the district court in Black "did not mention the language of Section 251.56(a)(2)(vii), let alone construe such language." Linick Br. at 26. This is mere quibbling with language. While the district court in Black did not specifically single out Section 251.56(a)(2)(vii) or quote it, it was unquestionably addressing a challenge precisely like the one addressed by the district court below and came to an opposite conclusion based on a narrowing construction of Section 251.56(a)(2) as a whole. See 18 F. Supp.2d at 1134 ("[P]laintiffs argue that the regulation delegates unbridled discretion to the permitting official because it does not set standards for granting or denying permits, or standards for the type of terms and conditions the permit may contain.").

Linick further contends that Black should not be considered persuasive because, in Linick's view, "there is no possible reading" of Section 251.56(a)(2)(i) -which refers to "protect[ing] Federal property and economic interests"-that falls within the ambit of the narrowing construction applied in Black. Linick Br. at 26 n.14. This contention, even if it had merit, is a quibble with the articulation of the district court's decision in Black, not with the articulation of the Forest Service's narrowing construction set forth in the opening brief at pp. 30, 36. As we have noted, the narrowing construction in Black is substantively similar to, but not exactly the same as, the Forest Service's. See Opening Br. at 30 (noting that Black "adopt[ed] a narrowing construction substantively the same as the one advanced [by the Forest Service]"). In any event, the complaint has no merit. At a minimum, federal "economic interests" are implicated when damage is done to "water quality, fish, wildlife, and other environmental aspects of the forests," one of the general concerns that the Black court said was specifically addressed by the terms and conditions set out in Section 251.56(a)(2). See Black, 18 F. Supp.2d at 1134. Clearly, the repair of damage to the items in this list affects federal economic
interests.

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This argument is, of course, wrong. The narrowing construction applied by the Forest Service is based on the Forest Service's interpretation of its own regulations. 12/ Pursuant to that interpretation, the criteria in 36 C.F.R. 251.56(a)(2)(i)-(vi) address in a specific way the three public interests addressed generally in the regulatory scheme (see, e.g., 60 Fed. Reg. at 45258 & 45262) - i.e., the protection of resources and improvements on National Forest System lands, the allocation of space among potential or existing uses and activities, and public health and safety concerns. See also Opening Br. at 30, 36. Accordingly, 36 C.F.R. 251.56(a)(2)(vii) authorizes a Forest Service official to attach terms and conditions "otherwise" not specified in subsections (i)-(vi) that protect these three generally stated public interests.' 13/
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12/ See n.8, infra.

13/ The Forest Service's narrowing construction gives full meaning to the term "otherwise" and recognizes that the criteria listed in subsections (i)-(vi) do not encompass the universe of terms or conditions that could carry out the three public interests discussed in the text. Linick's arguments (Linick Br. at 27-28) clearly misunderstand this point. Thus, the Forest Service's narrowing interpretation is entirely consistent with Linick's contention that "otherwise " must mean, for example, "in a different manner" (Linick Br. at 27). For this reason, Linick's argument really does not raise an issue with the Forest Service's interpretation. Moreover, the fact that subsection (a)(1)(ii) also contains the term "otherwise" does not render the use of that term in subsection (a)(2)(vii) a redundancy as Linick asserts. See Linick Br. at 31-31 n.l9. The two subsections accomplish different goals: subsection (a)(1) is a general provision (as its heading indicates) while subsection (a)(2) is specific, focusing on the particular types of terms and conditions that might be imposed by the permitting official. Finally, Linick's reliance on City of Toledo v. Beazer Materials & Services, Inc.. 912 F. Supp. 1051 (N.D. Ohio 1995), rev'd 103 F.3d 128 (6th Cir. 1996) (table) (opinion found at 1996 WL 683505) is misplaced. The decision was reversed and, therefore, lacks any legal value.

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d. Linick argues that the phrase "to otherwise protect the public interest" is no different from the language in statutes struck down as granting unbridled discretion to officials in Shuttlesworth v. City of Birmingham, 394 U.S. 147, 149 (1969) ("the public welfare, peace, safety, health, decency, good order, morals or convenience"); TJ's South. Inc. v. Town of Lowell, 895 F. Supp. 1125, 1130 (N.D. Ind. 1995) ("necessary for public convenience"); Staub v. City of Baxley, 355 U.S. 313, 315 n.1, 322 (1958) ("the general welfare of citizens of the City of Baxley"); Dease v. City of Anaheim, 826 F. Supp. 336 (C.D. Cal. 1993) ("general welfare").

However, the language struck down in the cases cited by Linick are distinguishable. For example, phrases such as "general welfare," "good order," "public convenience," or "public decency" all permit the denial of a permit based on a "heckler's veto"- i.e., the potential that the speech of the group applying for a permit will lead to public disorder because of the reaction of an audience. But the Forest Service regulations specifically prohibit denial based on a "heckler's veto." See 36 C F.R. 251.54(h)(1)(vi) ("concerns about the possible reaction to the users'

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identity or beliefs from non-members of the group that is seeking authorization" may not be considered in deciding whether to grant or deny permit). So for this reason alone the "public interest" in the Forest Service regulations cannot be read as broadly as the phraseology struck down in Shuttlesworth, TJ's South, Staub, or Dease. Moreover, the "public interest" in 36 C.F.R. 251.56(a)(2)(vii) makes sense only if limited as previously discussed. Otherwise, a broad reading would render subsections (i)-(vi) mere surplusage and thus meaningless. See pp. 13-15, supra. 14/

3. Linick argues that he cannot be prosecuted under the narrowing construction advanced by the Forest Service in this case. See Linick Br. at 33-35.

We fully addressed this point in our opening brief (at 31-35), and none of Linick's arguments warrants a further reply. Indeed, the "hard core" conduct at issue in this prosecution is the duty to obtain a permit. See Opening Br. at 33-34, quoting Dombrowski v. Pfister, 380 U.S. 479, 491-492 (1965). Therefore, there can be no question that Linick's failure to apply for a permit was a violation of the regulatory scheme no matter what construction is assigned to 36 C.F.R. 251.56(a)(2)(vii). Ibid.
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14/ Significantly, the Alabama Supreme Court attempted to apply a narrowing construction to the ordinance at issue in Shuttlesworth in order to save the ordinance's constitutionality. The Supreme Court characterized the narrowing as "a remarkable job of plastic surgery" (394 U.S. at 153) but stated that "[i]t would have taken extraordinary clairvoyance for anyone to perceive that this language meant what the Supreme Court of Alabama was destined to find that it meant more than four years later" (id. at 156). No such "plastic surgery" was necessary at arriving at the Forest Service's narrowing construction.

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C. IF UNCONSTITUTIONAL, SUBSECTION (vii) SHOULD BE SEVERED FROM THE REMAINDER OF THE NONCOMMERCIAL GROUP USE REGULATIONS.

As we demonstrated in our opening brief, if the Court were to rule that 36 C.F.R 251.56(a)(2)(vii) is unconstitutional, it should order that provision severed from the remainder of the regulations and allow the prosecution for failure to obtain a permit to proceed because neither Linick nor Bailey have been charged with a violation stemming from terms or conditions imposed under subsection (vii). See Opening Br. at 36-38.

Linick argues that severing subsection (vii) would make the regulatory scheme constitutional only from the date of severing. Hence, he argues, the prosecution against him cannot proceed. See Linick Br. at 36-37. That argument is clearly incorrect. When the offending provision is severed, prosecution may proceed just the same as when a narrowing construction is applied in the context of a prosecution. See above at p. 18 and Opening Br. at 31-35, 36-38. All that is necessary is that the remainder of the statute give "fair warning" of what was prohibited. Here, there is no question that Linick had a duty to apply for a permit irrespective of the existence vel non of subsection (vii). 15/

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15/ Linick argues that severing Section 251.56(a)(2)(vii) would not make the regulatory scheme constitutional because the Court would also have to sever Section 251.56(a)(2)(i) ("to protect the Federal economic interests"), Section 251.56(b) (the duration of a special use authorization "shall be no longer than the authorized officer determines to be necessary to accomplish the purpose of the authorization"), and the entire administrative appeals process contained in 36 C.F.R. 251.80-251.102. All that is at issue in this appeal, however, is Section 251.56(a)(2)(vii). Accordingly, there is no merit to this argument. Moreover, Linick has not demonstrated how any of these provisions is unconstitutional, and the burden is on him to do so. See FW/PBS, 493 U.S. at 229-230. In any event, we have already demonstrated that Linick's contentions regarding "Federal economic interests" and the administrative appeals process are without merit. See, supra, at pp. 10-11 (administrative appeals process) and at pp. 15-16 n.12 ("Federal economic interests"). Finally, for the reasons stated in Point A above and in our opening brief (at pp. 18-24), Linick should not be allowed to advance a facial challenge to the "Federal economic interests" or "duration" provisions since he has never applied for a permit and thus, in the absence of a record, can only speculate that these provisions might be implemented in an unconstitutional manner.

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CONCLUSION

For the foregoing reasons and the reasons stated in our opening brief, the district court's judgment should be reversed.

Respectfully submitted,

DAVID W. OGDEN
Acting Assistant Attorney General

JOSE de JESUS RIVERA
United States Attorney

MICHEL JAY SINGER
(202) 514-5432

HOWARD S. SCHER
(202) 514-4814
Attorneys, Appellate Staff
Civil Division, Room 9124
Department of Justice
601 D Street, N.W.
Washington. D.C. 20530-0001

SEPTEMBER 1999

 

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EXHIBIT A

United States       Forest        Payette      P.O . Box 1026
Department of       Service       National     McCall, ID 83638
Agriculture                       Forest 

                                             Reply to: 1570
                                             #97-04- 12-06-01
                           Date: May 1, 1997

SUSAN BUXTON                           CERTIFIED MAIL
MOORE AND McFADDEN CHARTERED           RETURN RECEIPT REQUESTED
ONE CAPITOL CENTER SUITE 910 
999 MAIN STREET
BOlSE ID 83702

Dear Ms. Buxton:

I have received your April 21 appeal of District Ranger Fred Dauber's March 5 and 13 decision to not grant Mr. Epley's request for a special use permit for outfitting and guiding on the Payette National Forest. You are appealing on behalf of Ted Epley, of Epley's Inc. We acknowledge you as Mr. Epley's representative and defer to you to communicate the following information to him.

In your appeal, you state the decision appears to: (1) alter the status quo of outfitters and guides permits and guiding, (2) be in violation of the National Environmental Policy Act (NEPA), (3) be arbitrary and capricious, and (4) have no proper analysis of the need to cease such outfitter and guiding activities.

You also request a stay of implementation of the decision (under 36 CFR 251.91), and an oral presentation under 36 CFR 251.90 (c).

The appeal regulation at 36 CFR 251.86, "Parties," defines who may appeal a decision. Specifically, in pertinent part:

"Only the following may participate in the appeals process provided under this subpart:

(a) An applicant who, in response to a prospectus or written solicitation or other notice by the Forest Service, files a formal written request for a written authorization to occupy and use National Forest System land covered under section 251.82 of this subpart.....

(b) The signatory(ies) or holder(a) of a written authorization to occupy and use National Forest System land covered under section 251.82 of this subpart who seeks relief from a written decision related to that authorization."

      RECEIVED
 MAY - 5 PM 12:33                   (Page 1 of 2)             


Susan Buxton 2

Your appeal does not contain evidence that Mr. Epley filed his request "in response to a prospectus or written solicitation or other notice by the Forest Service." It also does not contain evidence that Mr. Epley is a holder "of a written authorization to occupy ant use National Forest System land."

According to our records, Mr. Epley, of Epley's Inc., no longer holds a special use permit for outfitting and guiding on the Payette National Forest.

Therefore, I am dismissing your appeal in accordance with 36 CFR 251.92 (a)(l), because Mr. Epley is not eligible to appeal such a determination by Mr. Dauber, and because there was no appealable decision by Mr. Dauber.

As stated by Mr. Dauber's 3/5/97 letter, if the evaluation of outfitter's needs in the area concludes that commercial outfitting service by a new outfitter is desirable, the District would issue a prospectus. The District then would consider your 7/19/96 application at that time.

Pursuant to 36 CFR 251.87 (d), this decision is subject to discretionary review by the Regional Forester.

Enclosed is a copy of the 36 CFR 251 appeal regulations for your reference. If you have questions on this matter, please contact me or Appeal Coordinator Curtis Spalding at (208) 634-0796.

Sincerely,

(signed)
DAVID F. ALEXANDER
Forest Supervisor
Reviewing Officer

Enclosure

cc:

Regional Forester
Krassel District Ranger
McCall District Ranger
R. Geibel
C. Spalding


EXHIBIT B

United States       Forest    Intermountain    324 25th Street
Department of       Service   Region           Ogden, Utah 84401-2310
Agriculture                       
                                             Reply to: 1570
                                             #97-04- 00-0024
                           Date: JUL 15, 1997

SUSAN BUXTON                           CERTIFIED MAIL
MOORE AND McFADDEN CHARTERED           RETURN RECEIPT REQUESTED
ONE CAPITOL CENTER SUITE 910 
999 MAIN STREET
BOlSE ID 83702

Dear Ms. Buxton:

This letter is my discretionary review decision of Forest Supervisor David F Alexander's May 1, decision to dismiss Epley's Inc., appeal. That appeal was filed by you on behalf of Epley's Inc., and appealed District Ranger Fred Dauber's March 5 and 13, decisions regarding Mr. Epley's request for a special use permit for outfitting and guiding on the Payette National Forest.

I am affirming the Forest Supervisor's dismissal decision. The basis for my decision is enclosed.

This decision is the final administrative determination by the United States Department of Agriculture as provided in 36 Code of Federal Regulations (CFR) 251.87(e)(3)..

Sincerely,

(signed)
JACK G. TROYER
Appeal Deciding Officer
Deputy Regional Forester

Enclosure

Caring for the Land and Serving People

EXHIBIT B

DISCRETIONARY REVIEW - APPEAL OF FOREST SUPERVISOR'S DISMISSAL DECISION
#97-04-00-0024
EPLEY, INC. (TED EPLEY), APPELLANT; SUSAN E. BUXTON, ATTORNEY

Payette National Forest Supervisor David F. Alexander properly dismisses the appeal of Epley's Inc. concerning Mr. Epley's application for a special use permit to conduct outfitting and guiding on the Krassel Ranger District, Payette National Forest.

Regulations at 36 CFR Subpart C provide for appeal of decisions relating to occupancy and use of National Forest System lands. The scope of the appeal regulations is set forth in 36 CFR 251.80, which states that:

"This subpart provides a process by which those who hold or, in certain instances, those who apply for written authorizations to occupy and use National Forest System lands, may appeal a written decision by an authorized Forest Service line officer with regard to issuance, approval or administration of the written instrument." (emphasis added)

The regulations at 36 CFR 251.86 further provide that only certain parties may participate in the appeals process. Those parties include:

"(a) An applicant who, in response to a prospectus or written solicitation or other notice by the Forest Service, files a formal written request for a written authorization to occupy and use National Forest System land covered under section 251.82 of this subpart and

"(1) Was denied the authorization, or

"(2) Was offered an authorization subject to terms and conditions that the applicant finds unreasonable or impractical.

"(b) The signatory(ies) or holder(s) of a written authorization to occupy and use National Forest System land covered under section 251.82 of this subpart who seeks relief from a written decision related to that authorization."

The plain language of the regulation contemplates that only certain decisions denying permits to applicants are appealable. The regulations define those narrow circumstances under 36 CFR 251.86(a) to include only those situations where the Forest Service has solicited applications.

To construe the regulation as proposed by appellant would render the limitation in 36 CFR 251.86(a) a nullity. If the regulations had intended to provide a right of administrative appeal to any applicant who was denied a permit, there would be no reason to use the qualifying language "in response to a prospectus or written solicitation or other notice.. Similarly, there would be no need in 36 CFR 251.80(a) to use the limitation "in certain instances."


2

In addition to the plain language of the regulations, comments on the proposed regulations at 53 FR 17310, 17315 (1988) confirm this interpretation. 1/

"Appellants would be limited to a holder of a written instrument or authorization or to applicants who are applying for an authorization in response to a solicitation by the Forest Service and who either are denied the authorization or object to terms and conditions being offered." (emphasis added).

The regulations are intended to provide "a procedure for bringing and resolving grievances" with "persons [who] have a business or legal relationship with the Forest Service..

Under the special use regulations, no such "legal or business relationship. exists between the Forest Service and a person who has submitted an unsolicited application for a special use permit. "No rights or use privileges are conveyed without a special use authorization" (36 CFR 251.54[d]). An unsolicited applicant for a special use permit has no rights to the use of National Forest System lands sought prior to issuance of a permit,

Special use permits are not assignable or transferable, and the holder may only sublet use with prior approval by the Forest Service (36 CFR 251.55). The fact that Mr. Epley now asserts ownership of improvements on National Forest System lands which were previously permitted to Mr. Minter creates no legal right to a permit. Mr. Epley is an applicant for a new permit, and has only the rights of a new applicant under the regulations.

The Forest Service has no control over the number or nature of applications received, and does not have the resources to process appeals of every denial of an unsolicited application for a special use permit. Anyone may apply for a permit (36 CFR 251.54). Permits may be denied for many reasons at the discretion of the Forest Service, including a potential land use conflict or if the permit is generally not in the public interest (36 CFR 251.54[i]). "The [Forest] Service has broad discretion to grant or deny a special use permit.. Western Radio Services Company. Inc. v. Glickman, 113 F.3d 966, 971 (9th Cir. 1997).

While, "[g]enerally, the [Forest] Service's decision to issue or deny a permit is subject to judicial review, Western Ratio Services Company, Inc. v. Glickman, 79 F.3d 896, 900 (9th Cir. 1996), there is no statutory or other requirement that the Forest Service provide for appeals of decisions relating to special use permits. Because there is adequate redress available in the courts to a person who is denied a special use permit, the Forest Service has chosen not to burden its limited resources with the potentially numerous appeals of such decisions.
_________________________

1/ In the draft regulations, the provision dealing with eligible parties was originally codified as 36 CFR 251.83. The language is virtually identical to the provision codified in final as 36 CFR 251.86.


3

Appellant's citation to Clouser v. Espy, 42 F.3d 1522 (9th Cir. 1994) is inapposite. Clouser involved the appeal of a decision related to a mining plan of operations, which is governed by the regulation at 36 CFR 228.14. That regulation provides that a mining operator aggrieved by any decision of the Forest Service in connection with the mining regulations in Part 228 A may appeal under the provisions of 36 CFR 251, the entitlement to appeal under Part 228 A is not limited as are the appeal rights in 36 CFR 251.

The Forest Service did not solicit Epley's application, and the application was not submitted in response to a prospectus, solicitation or notice. The appeal was dismissed because Epley does not meet the criteria in 36 CFR 251.86 to qualify as a "party" to an appeal. Epley is not the holder of a current authorization, and its application was not received in response to a solicitation, prospectus, or notice from the Forest Service. Accordingly' the appellant is not eligible to appeal ant the appeal was properly dismissed under 36 CFR 251.92(a)(1).